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Among other things they contain records of some hundreds of Stresemann's conversations with the Soviet Ambassador in Berlin and of a score or so with Chicherin. These records have one feature in common. They depict Stresemann as having the lion's share of the conversations and reveal his arguments as invariably well put and cogent, while those of his partner are for the most part scanty, confused, and unconvincing.
This is a familiar characteristic of all records of diplomatic conversations. The documents do not tell us what happened, but only what Streetman thought had happened, or what he wanted others to think, or perhaps what he wanted himself to think, had happened. It was not Sutton or Bernhard, but Stresemann himself, who started the process of selection.
And if we had, say, Chicherin's records of these same conversations, we should still learn from them only what Chicherin thought, and what really happened would still have to be reconstructed in the mind of the historian.
Of course, facts and documents are essential to the historian. But do not make a fetish of them. They do not by themselves constitute history; they provide in themselves no ready-made answer to this tiresome question 'What is history? The facts were on the whole satisfactory; and the inclination to ask and answer awkward questions about them was correspondingly weak.
Professor Butterfield as late as noted with apparent satisfaction that 'historians have reflected little upon the nature of things, and even the nature of their own subject'. Rowse, more justly critical, wrote of Sir Winston Churchill's World Crisis - his book about the First World War - that, while it matched Trotsky's History of the Russian Revolution in personality, vividness, and vitality, it was inferior in one respect: it had 'no philosophy of history behind it'.
The liberal nineteenth-century view of history had a close affinity with the economic doctrine of laissez-faire - also the product of a serene and self- confident outlook on the world. Let everyone get on with his particular job, and the hidden hand would take care of the universal harmony. The facts of history were themselves a demonstration of the supreme fact of a beneficent and apparently infinite progress towards higher things. This was the age of innocence, and historians walked in the Garden of Eden, without a scrap of philosophy to cover them, naked and unashamed before the god of history.
Since then, we have known Sin and experienced a Fall; and those historians who today pretend to dispense with a philosophy of history Pre :merely trying, vainly and self- consciously, like members of a nudist colony, to recreate the Garden of Eden in their garden suburb. Today the awkward question can no longer be evaded. During the past fifty years a good deal of serious work has been done on the question 'What is history?
The philosophers who made the challenge are now little more than names: Dilthey is the only one of them who has recently received some belated recognition in Great Britain. Before the turn of the century, prosperity and confidence were still too great in this country for any attention to be paid to heretics who attacked the cult of facts. But early in the new century, the torch passed to Italy, where Croce began to propound a philosophy of history which obviously owed much to German masters.
All history is 'contemporary history', declared Croce,' meaning that history consists essentially in seeing the past through the eyes of the present and in the light of its problems, and that the main work of the historian is not to record, but to evaluate; for, if he does not evaluate, how can he know what is worth recording?
In the American historian, Carl Becker, argued in deliberately provocative language that 'the facts of history do not exist for any historian till he creates them'. These challenges were for the moment little noticed. This was not perhaps because Croce was a subtler thinker or a better stylist than his German predecessors, but because, after the First World War, the facts seemed to smile on us less propitiously than in the years before , and we were therefore more accessible to a philosophy which sought to diminish their prestige.
Croce was an important influence on the Oxford philosopher and historian Collingwood, the only British thinker in the present century who has made a serious contribution to the philosophy of history. He did not live to write the systematic treatise he had planned; but his published and unpublished papers on the subject were collected after his death in a volume entitled The Idea of History, which appeared in The views of Collingwood can be summarized as follows.
The philosophy of history is concerned neither with 'the past by itself nor with 'the historian's thought about it by itself, but with 'the two things in their mutual relations'. This dictum reflects the two current meanings of the word 'history' - the inquiry conducted by the historian and the series of past events into which he inquires.
Hence 'all history is the history of thought', and 'history is the re-enactment in the historian's mind of the thought whose history he is studying'. The reconstitution of the past in the history,', mind is dependent on empirical evidence. But it is not in itself an empirical process, and cannot consist in a mere recital of facts. On the contrary, the process of reconstitution governs the selection and interpretation of the facts : this, indeed, is what makes them historical facts.
It is " made " by nobody save the historian: to write history is the only way of making'. This searching critique, though it may call for some serious reservations, brings to light certain neglected truths.
In the first place, the faces of history never come to us 'pure', since they do not and cannot exist in a pure form: they are always refracted through the mind of the recorder.
It follows that when we take up a work of history, our first concern should be not with the facts which it contains but with the historian who wrote it. Let me take as an example the great historian in whose honour and in whose name these lectures were founded. Trevelyan, as he tells us in his autobiography, was 'brought up at home on a somewhat exuberantly Whig tradition and he would not, I hope, disclaim the title if I described him as the last and not the least of the great English liberal historians of the Whig tradition.
Trevelyan's finest and maturest work, England under Queen Anne, was written against that background, and will yield its full meaning and significance to the reader only when read against that background. The author, indeed, leaves the reader with no excuse for failing to do so.
For, if following the technique of connoisseurs of detective novels, you read the end first, you will find on the last few pages of the third volume the best summary known to me of what is nowadays called the Whig interpretation of history; and you will see that what Trevelyan is trying to do is to investigate the origin and development of the Whig tradition, and to root it fairly and squarely in the years after the death of its founder, William III. Though this is not, perhaps, the only conceivable interpretation of the events of Queen Anne's reign, it is a valid and, in Trevelyan's hands, a fruitful interpretation.
But, in order to appreciate it at its' full value, you have to understand what the historian is doing. For if, as Collingwood says, the historian must re- enact in thought what has gone on in the mind of his dramatis personae, so the reader in his turn must re-enact what goes on in the mind of the historian.
Study the historian before you begin to study the facts. This is, after all, not very abstruse. It is what is already done by the intelligent undergraduate who, when recommended to read a work by that great scholar Jones of St Jude's, goes round to a friend at St Jude's to ask what sort of chap Jones is, and what bees he has in his bonnet. When you read a work of history, always listen out for the buzzing. If you can detect none, either you are tone deaf or your historian is a dull dog.
The facts are really not at all like fish on the fishmonger's slab. They are like fish swimming about in a vast and sometimes inaccessible ocean; and what the historian catches will depend, partly on chance, but mainly on what part of the ocean he chooses to fish in and what tackle he chooses to use - these two factors being, of course, determined by the kind offish he wants to catch.
By and lame, the historian will get the kind of facts he wants. History means interpretation. Indeed, if, standing Sir George Clark on his head, I were to call history 'a hard core of interpretation surrounded by a pulp of disputable facts ', my statement would, no doubt, be one-sided and misleading, but no more so, I venture to think, than the original dictum.
The second point is the more familiar one of the historian's need of imaginative understanding for the minds of the people with whom he is dealing, for the thought behind their acts: I say imaginative understanding', not 'sympathy', lest sympathy should be supposed to imply agreement.
The nineteenth century was weak in medieval history, because it was too much repelled by the superstitious beliefs of the Middle Ages, and by the barbarities which they inspired, to have any imaginative understanding of medieval people.
This difficulty is particularly acute in the held in which I am now working. Much of what has been written in English speaking countries in the last ten years about the Soviet Union, and in the Soviet Union about the English-speaking countries, has been vitiated by this inability to achieve even the most elementary measure of imaginative understanding of what goes on in the mind of the other party, so that the words and actions of the other are always made to appear malign, senseless, or hypocritical.
History cannot be written unless the historian can achieve some kind of contact with the mind of those about whom he is writing. The third point is that we can view the past, and achieve our understanding of the past, only through the eyes of the present. The historian is of his own age, and is bound to it by the conditions of human existence. The very words which he uses - words like democracy, empire, war, revolution - have current connotations from which he cannot divorce them.
Ancient historians have taken to using words like polls and plebs in the original, just in order to show that they have not fallen into this trap. This does not help them. They, too, live in the present, and cannot cheat themselves into the past by using unfamiliar or obsolete words, any more than they would become better Greek or Roman historians if they delivered their lectures in a chilamys et a toga.
The names by which successive French historians have described the Parisian crowds which played so prominent a role in the French revolution - les sans-vulottes, le peuple, la canaille, les bras-nus - are all, for those who know the rules of the game, manifestos of a political affiliation and of a particular interpretation.
Yet the historian is obliged to choose: the use of language - forbids him to be neutral. Nor is it a matter of words alone. Over the past hundred years the changed balance of power in Europe has reversed the attitude of British historians to Frederick the Great.
The changed balance of power within the Christian churches between Catholicism and Protestantism has profoundly altered their attitude to such figures as Loyola, Luther, ad Cromwell. It requires only a superficial knowledge of the work of French historians of the last forty years on the French revolution to recognize how deeply it has been affected by the Russian revolution of The historian belongs not to the past but to the present.
Professor Trevor-Roper tells us that the historian 'ought to love the past'. To love the past may easily be an expression of the nostalgic romanticism of old men and old societies, a symptom of loss of faith and interest in the present or future.
The function of the historian is neither to love the past nor to emancipate himself from the past, but to master and understand it as the key to the understanding of the present. If, however, these are some of the insights of what I may call the Collingwood view of history, it is time to consider some of the dangers. The emphasis on the role of the historian in the making of history tends, if pressed to its logical conclusion, to rule out any objective history at all: history is what the historian makes.
Collingwood seems indeed, at one moment, in an unpublished note quoted by his editor, to have reached this conclusion : St Augustine looked at history from the point of view of the early Christian; Tillamont, from that of a seventeenth-century Frenchman; Gibbon, from that of an eighteenth- century Englishman; Mommsen from that of a nineteenth-century German.
There is no point in asking which was the right point of view. Each was the only one possible for the man who adopted This amounts to total scepticism, like Froude's remark that history is 'a child's box of letters with which we can spell any word we please'. In place of the theory that history has no meaning, we are offered here the theory of an infinity of meanings, none any more right than any other - which comes to much the same thing.
The second theory is surely as untenable as the first. It does not follow that, because a mountain appears to take on different because interpretation plays a necessary part in establishing the facts of history, and because no existing interpretation is wholly objective, one interpretation is as good as another, and the facts of history are in principle not amenable to objective interpretation.
I shall have to consider at a later stage what exactly is meant by objectivity in history. But a still greater danger lurks in the Collingwood hypothesis. If the historian necessarily looks at his period of history through, the eyes of his own time, and studies the problems of the past as a key to those of the present, will he not fall into a purely pragmatic view of the facts, and maintain that the criterion of a right interpretation is its suitability to some present purpose?
On this hypothesis, the facts of history are nothing, interpretation is everything. Nietzsche had already enunciated the principle: 'The falseness of an opinion is not for us any objection to it. The American pragmatists moved, less explicitly and less wholeheartedly, along the same line.
Knowledge is knowledge for some purpose. The validity of the knowledge depends on the validity of the purpose, But even where no such theory has been professed, practice has often been no less disquieting. In my own held of study I have seen too many examples of extravagant interpretation riding roughshod over facts not to be impressed with the reality of this danger. It is not surprising that perusal of some of the more extreme products of Soviet and anti-Soviet schools of historiography should sometimes breed a certain nostalgia for that illusory nineteenth-century haven of purely factual history.
The duty of the historian to respect his facts is not exhausted by the obligation to see that his facts are accurate. He must seek to bring into the picture all known or knowable facts relevant, in one sense or another, to the theme on which he is engaged and to the interpretation proposed.
If he seeks to depict the Victorian Englishman as a moral and rational being, he must not forget what happened at Starybridge Wakes in But this, in turn, does not mean that he can eliminate interpretation, which is the life-blood of history. Laymen - that is to say, non-academic friends or friends from other academic disciplines - sometimes ask me how the historian goes to work when he writes history.
The commonest assumption appears to be that the historian divides his work into two sharply distinguishable phases or periods. First, he spends a long preliminary period reading his sources and filling his notebooks with facts: then, when this is over, he puts away his sources, Fakes out his notebooks and writes his book from beginning to end.
This is to me an unconvincing and implausible picture. For myself, as soon as I have got going on a few of what I take to be the capital sources, the itch becomes too strong and I begin to write - not necessarily at the beginning, but somewhere, anywhere.
Thereafter, reading and writing go on simultaneously. The writing is added to, subtracted from, re- shaped, cancelled, as I go on reading. The reading is guided and directed and made fruitful by the writing: the more I write, the more I know what I am looking for, the better I understand the significance and relevance of what I find. Some historians probably do all this preliminary writing in their head without using pen, paper, or typewriter, just as some people play chess in their heads without recourse to board and chessmen: this is a talent which I envy, but cannot emulate.
If you try to separate them, or to give one priority over the other, you fall into one of two heresies. Either you write scissors-and- paste history without meaning or significance; or you write propaganda or historical fiction, and merely use facts of the past to embroider a kind of writing which has nothing to do with history.
Our examination of the relation of the historian to the facts of history finds us, therefore, in an apparently precarious situation, navigating delicately between the Scylla of an untenable theory of history as an objective compilation of facts, of the unqualified primacy of fact over interpretation, and the Charybdis of an equally untenable theory of history as the subjective product of the mind of the historian who establishes the facts of history and masters them through the process of interpretation, between a view of history having the centre of gravity in the past and a view having the centre of gravity in the present.
But our situation is less precarious than it seems. We shall encounter the same dichotomy of fact and interpretation again in these lectures in other guises - the particular and the general, the empirical and the theoretical, the objective and the subjective.
The predicament of the historian is a reflexion of the nature of man. Man, except perhaps in earliest infancy and in extreme old age, is not totally involved in his environment and unconditionally subject to it. On the other hand, he is never totally independent of it and its unconditional master. The relation of man to his environment is the relation of the historian to his theme.
The historian is neither the humble slave nor the tyrannical master of Ids facts. The relation between the historian and his facts is one of equality, of give-and-take. As any working historian knows, if he stops to reflect what he is doing as he thinks and writes, the historian is engaged on a continuous process of moulding his facts to his interpretation and his interpretation to his facts.
It is impossible to assign primacy to one over the other. The historian starts with a provisional selection of facts, and a provisional interpretation in the light of which that selection has been made - by others as well as by himself.
As he works, both the interpretation and the selection and ordering of facts undergo subtle and perhaps partly unconscious changes, through the reciprocal action of one or the other. And this reciprocal action also involves reciprocity between present and past, since the historian is part of the present and the facts belong to the past.
The historian and the facts of history are necessary to one another. The historian without his facts is rootless and futile; the facts without their historian are dead and meaningless. My first answer therefore to the question 'What is history? Society and the individual THE question which comes first - society or the individual - is like the question about the hen and the egg.
Whether you treat it as a logical or as a historical question, you can make no statement about it, one way or the other, which does not have to be corrected by an opposite, and equally one-sided, statement. Society and the individual are inseparable; they are necessary and complementary to each other, not opposites. On the other hand, take the dictum of J. Mill, the classical individualist: 'Men are not, when brought together, converted into another kind of substance.
But the fallacy is to suppose that they existed, or had any kind of substance, before being 'brought together'. As soon as we are born, the world gets to work on us and transforms us from merely biological into social units. Every human being at every stage of history or pre-history is born into a society and from his earliest years is moulded by that society. The language which he speaks is not an individual inheritance, but a social acquisition from the group in which he grows up.
Both language and environment help to determine the character of his thought; his earliest ideas come to him from others. As has been well said, thee individual apart from society would be both speechless and mindless.
The lasting fascination of the Robinson Crusoe myth is due to its attempt to imagine an individual independent of society. The attempt breaks down. Robinson is not an abstract individual, but an Englishman from York; he carries his Bible with him and prays to his tribal God. The myth quickly bestows on him his Man Friday; and the building of a new society begins.
The other relevant myth is that of Kirilov in Dostoyevsky's Devils who kills himself in order to demonstrate his perfect freedom. Suicide is the only perfectly free act open to individual man; every other act involves in one way or another his membership of society. It is commonly said by anthropologists that primitive man is less individual and more completely moulded by his society than civilized man. This contains an element of truth. Simpler societies are more uniform, in the sense that they call for, and provide opportunities for, a far smaller diversity of individual skills and occupations than the more complex and advanced societies.
Increasing individualization in this sense is a necessary product of modern advanced society, and runs through all its activities from top to bottom. But it would be a serious error to set up an antithesis between this process of individualization and the growing strength and cohesion of society.
The development of society and the development of the individual go hand in hand and condition each other. It would be dangerous to assume that the power of a modern national community to mould the character and thought of its individual members, and to produce a certain degree of conformity and uniformity among them, is any less than that of a primitive tribal community. The old conception of national character based on biological differences has long been exploded; but differences of national character arising out of different national backgrounds of society and education are difficult to deny.
That elusive entity 'human nature' has varied so much from country to country and from century to century that it is difficult not to regard it as a historical phenomenon shaped by prevailing social conditions and conventions. There are many differences between, say, Americans, Russians, and Indians. But some, and perhaps the most important, of these differences take the form of different attitudes to social relations between individuals, or, in other words, to the way in which society should be constituted, so that the study of differences between American, Russian, and Indian society as a whole may well turn out to be the best way of studying differences between individual Americans, Russians, and Indians.
Civilized man, like primitive man, is moulded by society just as effectively as society is moulded by him.
You can no more have the egg without the hen than you can have the hen without the egg. It would have been unnecessary to dwell on these very obvious truths but for the fact that they have been obscured for us by the remarkable and exceptional period of history from which the western world is only just emerging. The cult of individual- ism is one of the most pervasive of modern historical myths.
According to the familiar account in Burckhardt's Civilisation of the Renaissance in Italy, the second part of which is subtitled 'The Development of the Individual', the cult of the individual began with the Renaissance, when man, who had hitherto been 'conscious of himself only as a member of a race, people, party, family, or corporation', at length 'became a spiritual individual and recognized himself as such'.
Later the cult was connected with the rise of capitalism and of Protestantism, with the beginnings of the industrial revolution, and with the doctrines of laissez-faire. The rights of man and the citizen proclaimed by the French revolution were the rights of the individual. Individualism was the basis of the great nineteenth- century philosophy of utilitarianism, Morley's essay On Compromise, a characteristic document of Victorian liberalism, called individualism and utilitarianism 'the religion of human happiness and well-being'.
This may be a perfectly sound and valid analysis of the ideology of a particular historical epoch. But what I want to make clear is that the increased individualization which accompanied the rise of the modern world was a -normal process of advancing civilization. Carr, What is History? Carr read online, read What is History?
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